Introduction to DBMS
UNIT-I: Introduction
Characteristics of database approach, data models, DBMS architecture, and data independence.
UNIT-II: E-R Modeling
Entity types, Entity set, attribute and key, relationships, relation types, roles and structural constraints, weak entities, enhanced E-R and object modeling, Subclasses, Superclasses, inheritance, specialization, and generalization.
UNIT-III: File Organization
Indexed sequential access files; implementation using B & B++ trees, hashing, hashing functions, collision resolution, extendible hashing, dynamic hashing approach implementation and performance.
UNIT-IV: Relational Data Model
Relational model concepts, relational constraints, relational algebra. SQL: SQL queries, programming using SQL.
UNIT-V: EER and ER to Relational Mapping
Database design using EER to relational language.
UNIT-VI: Data Normalization & Concurrency Control
Functional Dependencies, Normal form up to 3rd normal form. Concurrency Control: Transaction processing, locking techniques and associated database recovery, security, and authorization. Recovery Techniques, Database Security.

UNIT-I: Introduction to DBMS

1.1 Characteristics of Database Approach

A Database Management System (DBMS) is a collection of programs that enable users to create and manage databases. The database approach has several key characteristics that distinguish it from traditional file systems:

For example, in a university database, the student's information is stored centrally, preventing the need to store the same data in multiple places (such as separate files for each department).

1.2 Data Models

Data models define the logical structure of data and how it is stored, organized, and manipulated. Common types of data models in a DBMS are:

    # Example: Relational Data Model
    # In a university database, the relational model would store information like students and courses in separate tables:
    # Students table (Student_ID, Name, Age)
    # Courses table (Course_ID, Course_Name, Credits)
    # Enrollment table (Student_ID, Course_ID) - establishing a relationship between students and courses.
    
    students = [
        {'Student_ID': 1, 'Name': 'John Doe', 'Age': 20},
        {'Student_ID': 2, 'Name': 'Jane Smith', 'Age': 22},
    ]
    
    courses = [
        {'Course_ID': 101, 'Course_Name': 'Database Systems', 'Credits': 3},
        {'Course_ID': 102, 'Course_Name': 'Operating Systems', 'Credits': 3},
    ]
    
    enrollments = [
        {'Student_ID': 1, 'Course_ID': 101},
        {'Student_ID': 2, 'Course_ID': 102},
    ]
                

The example above represents how student, course, and enrollment data can be stored in tables, with relationships defined between them.

1.3 DBMS Architecture and Data Independence

The DBMS architecture defines the overall structure of the DBMS, including how the data is stored, accessed, and managed. There are three main levels in the DBMS architecture:

Data Independence refers to the ability to change the schema at one level without affecting the schema at the next higher level. There are two types of data independence:

    # Example: Data Independence
    # A change in the physical storage of data (e.g., moving a table from one storage medium to another)
    # should not affect the logical schema or the user view. For instance, the data in the "students" table
    # can be reorganized without affecting how users access or query the data.
    # Example of query with no impact:
    SELECT * FROM students WHERE age > 18;
                

In the example above, even if the data storage mechanism is changed, the SQL query will remain unaffected, demonstrating physical data independence.

UNIT-II: E-R Modeling

2.1 Entity Types, Entity Set, Attribute, and Key

In the Entity-Relationship (E-R) model, data is represented using entities and relationships between them. Here are the basic components of the E-R model:

    # Example: Entity and Attributes
    # Entity: Student
    # Attributes: Student_ID, Name, Age
    
    # Entity: Course
    # Attributes: Course_ID, Course_Name, Credits
                

2.2 Relationships, Relation Types, Roles, and Structural Constraints

Relationships define the association between entities. Here's how relationships are represented in the E-R model:

    # Example: Relationship
    # "Student" and "Course" entities have a "Enrollment" relationship
    # A Student can enroll in multiple Courses, but a Course can have many Students.
    
    # This is a Many-to-Many relationship (M:N).
    
    # Cardinality: 1:N, 1:1, M:N
                

2.3 Weak Entities

A weak entity is an entity that cannot be uniquely identified by its own attributes alone. It requires a "strong" or "owner" entity, along with some additional attributes, to form a composite key. For example, a "Dependent" entity in a company database cannot exist without being associated with an "Employee" entity, and it uses the "Employee_ID" as part of its key.

    # Example: Weak Entity
    # A weak entity "Dependent" can be identified by both "Employee_ID" and "Dependent_Name."
    # This composite key ensures uniqueness for the weak entity.
    
    # Entity: Dependent
    # Attributes: Dependent_Name, Employee_ID (part of the key from the "Employee" entity)
                

2.4 Enhanced E-R and Object Modeling

Enhanced E-R (EER) modeling extends the basic E-R model by introducing more advanced concepts such as subclasses, superclasses, inheritance, specialization, and generalization.

    # Example: Superclass and Subclass
    # Superclass: Vehicle
    # Subclasses: Car, Truck
    
    # Vehicle
    # Attributes: Vehicle_ID, Make
    
    # Car
    # Attributes: Fuel_Type
    
    # Truck
    # Attributes: Payload_Capacity
    
    # Inheritance: Car and Truck inherit the "Vehicle" attributes
                

UNIT-III: File Organization

3.1 Indexed Sequential Access Files

Indexed Sequential Access Method (ISAM) is a file organization method where records are stored sequentially, and an index is maintained to provide faster access to records. The index acts as a shortcut for searching records in the file, allowing both sequential and direct access to records.

In ISAM, files are divided into two parts:

    # Example: Indexed Sequential Access File
    # Data File:
    # Records are stored sequentially.
    # Index File:
    # Contains key values and pointers to records in the Data File.
    
    # Pseudocode: Searching using ISAM
    # 1. Use the index file to locate the correct position of the record in the data file.
    # 2. Fetch the record directly using the pointer from the index.
                

3.2 Implementation Using B & B++ Trees

B-Trees and B++-Trees are popular data structures used in indexing, particularly in databases and file systems. These trees are self-balancing, ensuring efficient insertion, deletion, and search operations.

B-Tree

A B-Tree is a balanced tree data structure where nodes contain multiple keys and child pointers. It is commonly used for indexing in databases and file systems. B-Trees maintain sorted data and allow searches, insertions, deletions, and sequential access.

B++-Tree

A B++-Tree is an extension of the B-Tree. The main difference is that in a B++-Tree, all values are stored in the leaf nodes, while internal nodes only store keys. This makes the B++-Tree more suitable for indexing large datasets and files.

    # Example: B-Tree Node
    # Each node contains keys and pointers to children.
    # B-Tree Insert Operation:
    # 1. Find the correct position for the new key.
    # 2. Split nodes if necessary to maintain balance.
    
    # Example: B++-Tree Node
    # Leaf nodes store data values, internal nodes store keys only.
                

3.3 Hashing

Hashing is a technique used to uniquely identify a data item from a set of data items using a hash function. The key is passed through a hash function to get the corresponding index in a hash table.

The main components of hashing are:

    # Example: Hashing Function
    # A simple hash function might take the sum of the ASCII values of a string and mod by the table size.
    def hash_function(key):
        return sum(ord(c) for c in key) % TABLE_SIZE
    
    # Example: Hash Table Insertion
    # 1. Compute the hash value of the key.
    # 2. Insert the record at the computed index in the hash table.
                

3.4 Collision Resolution

Collisions occur when two keys hash to the same index in a hash table. There are several techniques for resolving collisions:

    # Example: Chaining Collision Resolution
    # If two records hash to the same index, they are stored in a linked list at that index.
    hash_table = [[] for _ in range(TABLE_SIZE)]
    hash_table[hash_function(key)].append(record)
    
    # Example: Open Addressing Collision Resolution
    # If a collision occurs, search for the next available slot using linear probing.
    def linear_probing(hash_table, key):
        index = hash_function(key)
        while hash_table[index] != None:
            index = (index + 1) % len(hash_table)
        return index
                

3.5 Extendible Hashing

Extendible hashing is a dynamic hashing technique used to handle large datasets. It uses a directory that maps hash values to buckets. As the table grows, the directory is extended to accommodate more buckets, allowing the hash table to grow dynamically.

    # Example: Extendible Hashing
    # 1. Maintain a directory that maps hash values to buckets.
    # 2. When a bucket overflows, split it into two, and update the directory.
    # 3. The directory grows dynamically to accommodate more buckets as needed.
                

3.6 Dynamic Hashing

Dynamic hashing extends extendible hashing by allowing the size of the hash table to grow or shrink based on the number of elements. This approach makes hashing more efficient in handling datasets of varying sizes.

    # Example: Dynamic Hashing
    # 1. The number of buckets is adjusted dynamically based on the number of records.
    # 2. If a bucket is full, the hash table is expanded, and records are redistributed.
    # 3. The table can shrink if the number of records decreases significantly.
                

UNIT-IV: Relational Data Model & SQL

4.1 Relational Data Model

The Relational Data Model (RDM) is based on the theory of sets and defines data as being organized in tables (also called relations). In this model, data is structured as rows and columns, where each table represents an entity type, and each row represents a record (or instance) of that entity.

Relational Model Concepts:

    # Example: Relational Model (Table)
    # Table: Employee
    # +------------+----------+------------+------------+
    # | Emp_ID     | Name     | Department | Salary     |
    # +------------+----------+------------+------------+
    # | 101        | John     | HR         | 50000      |
    # | 102        | Alice    | IT         | 60000      |
    # | 103        | Bob      | IT         | 55000      |
    # +------------+----------+------------+------------+
    # Here, Emp_ID is the Primary Key.
    # Department is a non-key attribute, and Salary is another attribute.
                

4.2 Relational Constraints

Relational constraints are rules that govern the validity of data in the relational database. These constraints ensure that the database remains consistent, accurate, and reliable. The primary types of relational constraints are:

Types of Constraints:

    # Example: Referential Integrity
    # Assume we have two tables: Employee and Department
    
    # Table: Employee
    # +------------+----------+-----------------+
    # | Emp_ID     | Name     | Dept_ID         |
    # +------------+----------+-----------------+
    # | 101        | John     | D1              |
    # | 102        | Alice    | D2              |
    # | 103        | Bob      | D2              |
    # +------------+----------+-----------------+
    
    # Table: Department
    # +----------+--------------------+
    # | Dept_ID  | Dept_Name          |
    # +----------+--------------------+
    # | D1       | HR                 |
    # | D2       | IT                 |
    # +----------+--------------------+
    
    # Here, Dept_ID in the Employee table is a foreign key that references Dept_ID in the Department table.
    # Referential integrity ensures that every Dept_ID in Employee must exist in Department.
                

4.3 Relational Algebra

Relational Algebra is a procedural query language used to query relational databases. It uses operators to perform operations on relations (tables) and return results as relations. Some common operations in relational algebra are:

    # Example: Relational Algebra Operations
    
    # Table: Employee
    # +------------+----------+------------+
    # | Emp_ID     | Name     | Dept_ID    |
    # +------------+----------+------------+
    # | 101        | John     | D1         |
    # | 102        | Alice    | D2         |
    # | 103        | Bob      | D2         |
    # +------------+----------+------------+
    
    # Select operation (σ): Select employees from Department D2
    # σ Dept_ID=D2(Employee)
    
    # Project operation (π): Retrieve only the names of employees
    # π Name(Employee)
                

4.4 SQL: Structured Query Language

SQL is the standard language used to communicate with relational databases. It provides commands for creating, modifying, querying, and managing relational databases and their objects like tables, views, and indexes.

SQL Queries:

    # Example: SQL Queries
    
    # 1. SELECT Query: Retrieve all employees from the Employee table
    SELECT * FROM Employee;
    
    # 2. INSERT Query: Add a new employee
    INSERT INTO Employee (Emp_ID, Name, Dept_ID) VALUES (104, 'David', 'D1');
    
    # 3. UPDATE Query: Change the department of employee with Emp_ID 101
    UPDATE Employee SET Dept_ID = 'D2' WHERE Emp_ID = 101;
    
    # 4. DELETE Query: Remove employee with Emp_ID 103
    DELETE FROM Employee WHERE Emp_ID = 103;
                

SQL Programming:

SQL allows for more advanced operations, such as joining multiple tables, filtering data using conditions, and grouping data for aggregation. Here are some advanced SQL commands:

    # Example: Advanced SQL Queries
    
    # 1. JOIN Query: Retrieve employees and their department names
    SELECT Employee.Name, Department.Dept_Name
    FROM Employee
    JOIN Department ON Employee.Dept_ID = Department.Dept_ID;
    
    # 2. WHERE Query: Retrieve employees whose salary is greater than 50000
    SELECT * FROM Employee WHERE Salary > 50000;
    
    # 3. GROUP BY Query: Get the count of employees per department
    SELECT Dept_ID, COUNT(*) AS Employee_Count
    FROM Employee
    GROUP BY Dept_ID;
    
    # 4. ORDER BY Query: Retrieve employees ordered by their names
    SELECT * FROM Employee ORDER BY Name ASC;
                

UNIT-V: EER and ER to Relational Mapping

5.1 EER (Enhanced Entity-Relationship) Model

The Enhanced Entity-Relationship (EER) Model is an extension of the basic Entity-Relationship (ER) Model. It incorporates additional concepts like specialization, generalization, and aggregation to better represent complex real-world situations.

Key Concepts of the EER Model:

    # Example: EER Diagram with Specialization
    # Let's assume we have a "Person" supertype and two subtypes: "Employee" and "Student."
    
    # Person (Entity Supertype)
    # +------------+-------------------+
    # | Person_ID  | Name              |
    # +------------+-------------------+
    # | 101        | John Doe          |
    # | 102        | Jane Smith        |
    # +------------+-------------------+
    
    # Employee (Entity Subtype)
    # +------------+-------------------+-----------------+
    # | Emp_ID     | Department         | Salary         |
    # +------------+-------------------+-----------------+
    # | 201        | HR                 | 50000          |
    # | 202        | IT                 | 60000          |
    # +------------+-------------------+-----------------+
    
    # Student (Entity Subtype)
    # +------------+-------------------+-----------------+
    # | Stud_ID    | Major             | Graduation_Year |
    # +------------+-------------------+-----------------+
    # | 301        | Computer Science   | 2024           |
    # | 302        | Mechanical Engg.   | 2025           |
    # +------------+-------------------+-----------------+
                

5.2 ER to Relational Mapping

Mapping an ER (Entity-Relationship) Diagram to a relational model is the process of translating an ER schema into a relational database schema. This mapping helps in converting the entities, attributes, and relationships into tables, columns, and keys in the relational model.

ER to Relational Mapping Rules:

    # Example: ER to Relational Mapping
    
    # 1. Entity "Employee" (Entity Set)
    # Entity:
    # Employee (Emp_ID, Name, Department)
    # ER Diagram:
    
    # +------------+----------+------------+
    # | Emp_ID     | Name     | Department |
    # +------------+----------+------------+
    # | 101        | John     | HR         |
    # | 102        | Alice    | IT         |
    # +------------+----------+------------+
    
    # Mapped to relational table:
    # Employee(Emp_ID, Name, Department)
    
    # 2. Many-to-Many Relationship "Works_In"
    # Relationship:
    # Works_In (Emp_ID, Project_ID)
    # ER Diagram:
    
    # +------------+--------------+
    # | Emp_ID     | Project_ID   |
    # +------------+--------------+
    # | 101        | P1           |
    # | 102        | P2           |
    # +------------+--------------+
    
    # Mapped to relational table:
    # Works_In(Emp_ID, Project_ID)  # Foreign keys to Employee(Emp_ID) and Project(Project_ID)
                

5.3 EER to Relational Mapping

Mapping an Enhanced Entity-Relationship (EER) diagram to a relational model follows similar steps to ER-to-Relational mapping but includes handling of advanced concepts like specialization, generalization, and aggregation.

Mapping Enhanced ER Model to Relational Model:

    # Example: EER to Relational Mapping
    
    # 1. Entity "Person" (Supertype)
    # +------------+----------+
    # | Person_ID  | Name     |
    # +------------+----------+
    # | 101        | John     |
    # | 102        | Alice    |
    # +------------+----------+
    
    # 2. Subtypes: "Employee" and "Student"
    
    # Employee Table
    # +------------+-------------------+-----------------+
    # | Emp_ID     | Dept_ID           | Salary          |
    # +------------+-------------------+-----------------+
    # | 201        | D1                | 50000           |
    # | 202        | D2                | 60000           |
    # +------------+-------------------+-----------------+
    
    # Student Table
    # +------------+-------------------+-----------------+
    # | Stud_ID    | Major             | Graduation_Year |
    # +------------+-------------------+-----------------+
    # | 301        | CS                | 2024            |
    # | 302        | EE                | 2025            |
    # +------------+-------------------+-----------------+
    
    # Relational Mapping:
    # 1. The "Person" table stores common attributes (Person_ID, Name).
    # 2. The "Employee" and "Student" tables store their specific attributes and a foreign key (Person_ID) referencing the "Person" table.
    
    # 3. Aggregation Example: Relationship between "Employee" and "Project"
    # +------------+--------------+------------+
    # | Emp_ID     | Project_ID   | Hours_Worked|
    # +------------+--------------+------------+
    # | 101        | P1           | 100        |
    # | 102        | P2           | 80         |
    # +------------+--------------+------------+
                

UNIT-VI: Comprehensive Examples Using Available Software Platforms/Case Tools, Configuration Management

6.1 Overview of Software Platforms and Case Tools

Software platforms and case tools (Computer-Aided Software Engineering tools) are essential for developing software efficiently, improving collaboration, and ensuring quality during the software development lifecycle. These tools support various stages of development, such as requirements gathering, design, implementation, and testing.

Key Software Platforms and Case Tools:

    # Example: Using Git for Version Control
    
    # To initialize a Git repository in a project folder:
    $ git init
    
    # To add files to the staging area:
    $ git add .
    
    # To commit changes with a message:
    $ git commit -m "Initial commit"
    
    # To push changes to a remote repository:
    $ git push origin main
                

In addition to IDEs and modeling tools, software platforms often integrate with other tools for testing, deployment, and maintenance. These platforms also enhance productivity by offering automation and continuous integration features.

6.2 Configuration Management

Configuration management (CM) is a discipline within software engineering that focuses on controlling and managing the changes made to a system throughout its lifecycle. CM ensures that the system's components are consistently and correctly identified, tracked, and updated during development and maintenance.

Key Concepts in Configuration Management:

    # Example: Using Git for Configuration Management
    
    # To check the status of your repository and see changes made to files:
    $ git status
    
    # To view the change history of a file (using commit ID):
    $ git log --oneline
    
    # To create a branch for feature development:
    $ git branch feature-xyz
    
    # To switch to the new branch:
    $ git checkout feature-xyz
    
    # To merge changes from the development branch into the main branch:
    $ git merge feature-xyz
                

Configuration management tools like Git, Jenkins, and Ansible are widely used in software development to ensure that software configurations are systematically tracked and managed. These tools automate build processes, enforce consistent configurations across environments, and simplify the release process.

6.3 Comprehensive Example: Using CASE Tools and Configuration Management

In this section, we will walk through a comprehensive example of using both CASE tools and configuration management practices within a project.

Scenario:

Imagine a team working on a web application to manage user registrations. The team uses CASE tools for designing UML diagrams, an IDE for coding, and Git for configuration management. The team also employs Jenkins for Continuous Integration and deployment.

Steps:

    # Example: Jenkinsfile for Continuous Integration Pipeline
    
    # Define the pipeline for building, testing, and deploying the project
    pipeline {
        agent any
        stages {
            stage('Build') {
                steps {
                    script {
                        echo 'Building the project...'
                    }
                }
            }
            stage('Test') {
                steps {
                    script {
                        echo 'Running tests...'
                    }
                }
            }
            stage('Deploy') {
                steps {
                    script {
                        echo 'Deploying the application to staging...'
                    }
                }
            }
        }
    }
                

By following this process, the team uses CASE tools for design, version control systems for configuration management, and Continuous Integration (CI) tools to ensure that their software is always up to date and ready for deployment. The automated build and deployment process increases efficiency, reduces errors, and helps maintain the integrity of the system.